70:20:10 – towards 100% performance

Many books provide a good read and then go on the shelf, where they stay. The latest publication from the 70:20:10 Institute, entitled 702010 towards 100% performance, is not that type of book. It should stay on the desk of any learning & development professional and be used as a constant resource. The book is big, in number of pages, size, and content. I was amazed at how much practical information the authors were able to put into it, and how accessible it is.

The book consists of 100 practitioner-focused  articles, many of which provide checklists and examples. It is focused on helping people to implement the reference model. Five roles are identified (not all for traditional L&D professionals) with sections focused on each:

  • Performance Detective
  • Performance Architect
  • Performance Master Builder
  • Performance Game Changer
  • Performance Tracker

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the bridge from education to experience

“Apprenticeship is the way we learn most naturally. It characterized learning before there were schools, from learning one’s language to learning how to run an empire.” – Cognitive Apprenticeship: Making Thinking Visible

In the apprenticeship model, novices learn under the tutelage of a master, but for the most part are assisted by journeymen, who are qualified in their trade but not yet masters. The amount of formal education in this model is usually around 10%.

“The journeyman license certifies that the craftsman has met the requirements of time in the field (usually a minimum of 8,000 hours) and time in an approved classroom setting (usually 700 hours).” – Wikipedia

A cursory look at several Canadian trades programs confirm this general ratio of 10% education to 90% field experience.

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moving to social learning

“We are living in a world where access trumps knowledge every time. Those who know how to search, find and make the connections will succeed. Those who rely on static knowledge and skills alone will fail.”Charles Jennings

We are all interconnected because technology has enabled communication networks on a worldwide scale, so that systemic changes are sensed almost immediately, which means that reaction times and feedback loops have to be better. Therefore we need to know who to ask for advice right now, which requires a level of trust, but this takes time to nurture. So we turn to our friends and trusted colleagues, who are those with whom we have shared experiences, which means that we need to share experiences in order to trust each other. This is social learning.

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enough training

In a recent CBC News story, a railway conductor lost her job following a derailment. She claimed she was not adequately trained. Here is a comment from the Railway Association representative:

“In your job, you are qualified and do your job, but you feel you should know more. It doesn’t mean you are not qualified for your job. You might have a personal perception, that you would need additional training, but the minimum standards for your position are determined by the railways.”

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Preparing your workforce for tomorrow

I created a performance improvement toolbox when I started this blog in 2004, and have kept adding to it over the years. I often look at workplace performance first from the perspective of whether the situation we are trying to address is complicated or complex. Training works well for complicated problems, when you have clear and measurable objectives. Training looks backwards, at what worked in the past (good & best practices), and creates a controlled environment to develop knowledge and skills. Training can be good to develop ways to reduce errors, which is only one part of improving organizational performance.

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Seeing What Others Don’t – Review

Following Gary Klein on his search to find out how insight happens is a pleasurable, even mind-blowing experience. In Seeing What Others Don’t, Klein begins with an open mind and decides that he needs to stay out of the laboratory of puzzle-solving, described in the chapter on how not to search for insights. His perspective is based on what has been my professional practice for almost two decades: performance improvement. Klein says that PI is a combination of reducing errors & uncertainty PLUS increasing insights. Too often in organizations, management only focuses on reducing errors. Klein cites the overemphasis on practices like Six Sigma over the past 30 years as being detrimental to overall innovation; “Six Sigma shouldn’t be abandoned, it needs to be corralled.”

performance improvement klein

In examining 120 cases, Klein found that there are three main paths that insight can follow. [My overview lacks the depth of Klein’s explanations, so please read the book if you really want to understand this.] Klein’s Triple Path Model neatly describes the phenomena of gaining insights. I find the connection path the most interesting because I think it can be enhanced through practices like personal knowledge mastery. Also interesting is that gaining insight is about changing one’s stories. We have stories that we use to explain why we do things. These can be good anchors that give us the right perspective on a situation or they can weigh us down and stop us from gaining insight. For example, the prevailing theory of miasma stopped researchers from seeing that cholera was waterborne or that yellow fever was mosquito borne. It was when some people paid attention to the contradictions, that they gained insight. Once you have insight, that’s it. Klein quotes the author Hilary Mantel; “Insight cannot be taken back. You cannot return to the moment you were in before.” Which of course can make those with new insights seem like such a bother to the status quo.

triple path model kleinKlein has some advice on how “to strengthen the up arrow”, or improve insight. He sees stories as a strong way of sharing insight. Loosening the filters through which information and knowledge pass in the organization is another suggestion. I’d call that democracy. He also says that organizations need to increase their willpower to act on insight. This takes a shift in the corporate mind-set.

Klein counters some of the contemporary perceptions around insight in the research community.

The heuristics-and-biases community has provided us with a stream of studies showing how our mental habits can be used against us and make us look stupid and irrational. They don’t offer a balanced set of studies of how these habits enable us to make more discoveries.

I see the examples in this book as a collective celebration of our capacity for gaining insights, a corrective to the gloomy picture offered by the heuristics-and-biases community. Insights help us escape the confinements of perfection, which traps us in a compulsion to avoid errors and in a fixation on the original plan or vision.

I strongly recommend Seeing What Others Don’t, which provides new perspectives for a wide range of disciplines and practices. Finally, one of the best features of this book is the Story Index, making each one easy to find, even in the paper copy.

You can read more about the ideas in this book on Gary Klein’s blog posts at Psychology Today [thanks to Kenneth Mikkelsen for the tip].

Experience, Exposure, Education

70-20-1070%: Experience

20%: Exposure

10%: Education

The 70:20:10 Framework Explained is a holistic framework, a “reference model”, and not a recipe. “A reference model is an abstract framework consisting of an interlinking set of clearly defined concepts produced by an expert or body of experts in order to encourage clear communication.” —p.17. Charles Jennings explains the framework in detail so that organizations can use it to improve how people work and learn at work. Each organization will have to add its unique context in order to implement the framework, but this book provides an excellent start. The 70:20:10 institute can provide more contextual feedback.

The book gives clear guidance on dealing with the changing nature of work and organizations, such as:

  • Flattening organizations
  • Softening structures
  • Increasing complexity
  • Globalization pressures
  • Decrease in the half-life of knowledge
  • Rapid changes in business conditions
  • Increasingly dynamic market for expertise
  • Shifting and diminishing role of managers

The 70:20:10 Framework is based on learning at work, not in a classroom and not in a lab. Charles describes workplace learning as based on four key activities:

  1. Exposure to new and rich experiences.
  2. The opportunity to practice.
  3. Engaging in conversation and exchanges with each other.
  4. Making time to reflect on new observations, information, experiences, etc.

In today’s workplace, work is learning and learning is the work. This book helps you get there. Not only do I recommend this book, I think most organizations should buy several and keep them around so that everyone can read them. Why? Because experience with the framework, “tells us that reductions of 50% of spend on formal development are not unreasonable to expect.” That’s one good reason, and there are many more.

The risky quadrant

Donald Taylor asks where your learning & development (training) department resides.

  1. Are you unacknowledged prophets, with a manager or executive who understands that you need to change, but the organization lags behind?
  2. Are you facing comfortable extinction, like the once dominant but now bankrupt Kodak?
  3. Or are you in the training ghetto, disconnected from the business and unable to be part of any change?

training extinctionThe reality today is that risky leadership is needed. As Don notes:

If both the department and the organisation are changing fast, this is a great opportunity. We can invest in new procedures and systems, build our skills and experiment with different ways of working with the business, and the business – because it is also changing fast and open to new ideas – will respond. It’s in this quadrant that we find really progressive L&D teams that are making an impact. While they are undoubtedly leaders, this quadrant is also risky, because that’s the nature of change.

Unacknowledged Prophets: If you are in this quadrant I would advise you to bide your time, build up your skills, create alliances, and wait for opportunities. As Stephen Berlin Johnson says, “Chance favours the connected mind.” Get collaborative, cooperative & connected. Louis Pasteur said that “Chance favours the prepared mind“. Be prepared.

Comfortable Extinction: This is a difficult quadrant because there is no understanding of the need for change. Everything is just fine. If you are the only person in your organization without rose coloured glasses, I would try to become a lone unacknowledged prophet, preparing for the inevitable crisis. If nobody sees it, then it would be best to let the training department drift into obscurity so that others can take the lead in promoting cooperation, collaboration and knowledge sharing. Sometimes it’s best to let natural selection do its thing.

Training Ghetto: Getting out of the basement and becoming relevant may take some time, which departments in this quadrant may not have. I would suggest first moving from training delivery to performance improvement. Get someone (yourself?) skilled at performance consulting. Forget about social learning, for the time being, and focus on performance support tools and job aids. Become useful to the business by bringing practical tools that can be used right away.

So how will you get to the risky quadrant?

The right tool for the right job

The field of Human Performance Technology (HPT) is systemic and systematic, but not very human. For that we also need to support informal andt social learning. However, HPT, especially performance analysis can be a useful tool, if used selectively and appropriately.

HPT does not work well for tasks that require high degrees of tacit knowledge and cooperation to address complex problems. But I find it useful for confirming that training is the optimal solution, as it is often the most expensive option, so it’s best to be sure. Some barriers to performance that are often overlooked when prescribing training include:

  • Unclear expectations (such as policies & guidelines);
  • Inadequate resources;
  • Unclear performance measures;
  • Rewards and consequences not directly linked to the desired performance.

In some cases, these barriers could be addressed and there would be no further requirement for training. Where there is a genuine lack of skills and knowledge, training may be required, but it should only be in cases where the other barriers to performance have been addressed. A trained worker, without the right resources and with unclear expectations, will still not perform up to the desired standard.

The performance analysis process shown below is based on Mager & Pipe’s book, Analyzing Performance Problems. According to this chart, training is only warranted when there is a clear lack of skills & new knowledge and the person has not done anything like this before. If there is any doubt, one should confirm that there are no obstacles to performance; there are adequate resources; NOT performing is not being rewarded; performance is not being punished; and performance does matter. My experience is that individual performance issues are often the result of inadequate resources or conflicting messages from management.

Here is my updated graphic, as the previous one, made several years ago, was a bit hard to read.

performance analysis process chart

Having enough tools, and knowing which ones to choose, is important for any discipline. In organizational performance, it is critical because we are always dealing with complex adaptive systems. We should consider that all models are flawed, but some may be useful. But we shouldn’t get too attached to our models.

In many cases, when training is prescribed for a work performance issue, it is a case of assuming it is a “training problem” without any further analysis. I can think of two examples in my own business experience.

In one case, e-learning was prescribed to address the performance needs of nurses changing to a new nursing care methodology. In that instance, I was able to convince the client that a quick performance analysis could be used to confirm the assumption that e-learning was the solution. As a result of the analysis, we changed the intervention to the development of an online diagramming tool, because we determined that nursing staff already had 80% of the necessary skills and knowledge, but they didn’t know how to use the new diagramming and reporting procedures. The initial e-learning program was greatly reduced and job aids were created.

In another case, training was prescribed in order to get staff up to date with a new organization-wide policy. Each person received an average of 17 days classroom training. As an observer for part of the training, I would estimate that all of the classroom training could have been done in less than a week, had the new procedures and some job aids been first developed. The total cost of training approached millions of dollars, plus the cost of missed work. The change in performance appeared to be minimal, but the training provider generated significant revenue.

The right tool, for the right job, in the hands of an experienced practitioner, can often ensure that the right problem is addressed.